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The
Philosophy of Existentialism
Background Essay
General
Observations About Existentialism
DANISH AND
GERMAN EXISTENTIALISM
The most important expressions of Existentialism
are found in Germany and France. German
Existentialism is represented by three thinkers:
Barth, Heidegger, and Jaspers. Their common source
of inspiration is Kierkegaard's thought, of which
there was revival in Germany shortly after World
War I. Heidegger and Jaspers are also dependent
upon some significant motives found in the writings
of Nietzsche. Heidegger felt, in addition, the
influence of his teacher, Husserl.
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Sören
Kierkegaard
(1813-1855)
The Dane Sören Kierkegaard (picture)
gave an account of his own life in his writings.
His is a drama of a soul tormented to the point of
desperation by its consciousness of sin. Because of
this sense of desperation, the soul abandons itself
to God and in God finds its salvation. The
predominant motives of Kierkegaard's thought may be
summed up as follows:
To exist as an individual, it is necessary to be
withdrawn from the entire world. The individual
then is aware of himself -- that he exists -- and
this is the greatest and most
terrible thing. Indeed, on one hand, the
individual recognizes that he is created by God,
and hence that he comes from nothing. But at the
same time this is the most terrible thing,
for to exist -- as the etymology of the word
indicates -- is "to stand out," "to emerge from";
the finite existent being is detached from God.
Thus I must recognize that my existence denotes a
detachment, an opposition to God.
In consequence of this, my existence is in
itself a mystery: on the one hand I cannot be
non-existent, and on the other, my existence is
bathed in sin; I exist, and I am necessarily a
sinner. (Kierkegaard, as a Protestant, accepts the
doctrine of Luther that man, inconsequence of the
original fall, is essentially a sinner.)
The consciousness of this contradiction causes
anguish, and anguish ends in despair -- the
individual accepts existence as a mystery which he
cannot hope to fathom. But because of the
coincidence of opposites, from despair rises faith,
and faith gives the individual the hope of
redemption by means of grace. I abandon myself to
the grace of God; I pray, and the prayer gives me
the "pre-sentiment" that time will be changed into
eternity and death into life.
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Karl
Barth
(1886-1968)
Theory of the Theological Crisis
Karl Barth (picture),
in his Commentary on the Epistle of St. Paul to
the Romans, centers his attention on the
question of the opposition between the finite and
the infinite, which was the basic point of
Kierkegaard's writings. The problem Barth tries to
solve is this:
God is in heaven, and man is on earth. What is
the relation between such a God and such
a man, between such a man and such a
God?
Barth observes that the infinite and the finite
-- i.e., God and man -- are in perfect antithesis.
There is a "line of death" dividing God from man,
and any attempt to overcome this line is vain, as
well as sacrilegious. Man lives in a world which is
the opposite of that of God. The world of man,
"flesh," is the world of nature, which is the
framework for man's history, his culture, and his
civilization -- all things that are completely
under the domination of death. Man -- as an
existent being, subject to death -- is conscious of
his own nothingness and of the nothingness of his
culture and civilization. Even religion cannot help
man to overcome this sentiment of nothingness, for
any attempt to cross the line of death and to come
close to God is destined to fail.
But precisely because of this wreckage of
culture and religion -- this general theological
crisis -- faith arises in man. (Barth, like
Kierkegaard, was a Protestant.) Faith is due
completely to God. It is the despotic domination of
God over man. Now, because of faith, the line
dividing time from eternity and man from God,
disappears. Under the absolute domination of God,
the existence of man is transformed into an
achievement of the eternal plan of God
(Predestination). Time and man's sinful and
imperfect activity in the world are absorbed in
eternity. In short, the "no" of man corresponds to
the "yes" of God.
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Friedrich
Nietzsche
(1844-1900)
The fact that Friedrich Nietzsche (picture)
was insane for the last twelve years of his life
has often been exploited by unfair adversaries who
embarrassed serious critics of his doctrines.
Before Nietzsche took his Ph.D. degree, he had
already been appointed a full professor of
classical philology at the University of Basel in
1869. But scholarship, which promised him a
brilliant career, did not satisfy him. The aim of
his life was a philosophy that would comprise both
cool analysis and enthusiastic vision, a synthesis
of a new religious creed and merciless criticism.
Apollo, the god of lucid wisdom, and Dionysos, the
god of orgiastic mysticism, were taken for its
symbols.
Nietzsche is acknowledged, even by most of his
opponents, as a great psychologist who,
particularly by using the concept of "resentment,"
succeeded in unmasking hypocrisy, in exposing
delusions, perversion of feeling and judgment or
intellectual timidity, and opened new ways by his
much-disputed inquiry into the formation of
morality.
But the view of the philosopher, as Nietzsche
conceived it, is not confined to things past and
present. His task is not so much to take care of
the well-being of his contemporary fellow men as
rather to pave the way for the future development
which will change man into a higher type, the
superman (or "overman" if you prefer). For the sake
of the future, Nietzsche violently fought against
Christianity, whose ethics were depreciated by him
as "slave morality," and he pronounced the
necessity of a general "trans-valuations of
values." Nietzsche's ideal of human personality
meant the union of physical strength and mental
energy. It combined the virtues of the warrior and
the independent thinker. It was founded upon his
conviction that the "will to power" is the ruling
principle of all life, and that life on earth has
an absolute value. Nietzsche's ethics, however,
does not preach self-indulgence or regard suffering
as an evil. It demands fearlessness, not love of
pleasure. It prefers the dangerous life to the
comfortable one.
While endeavoring to grasp the essential
features of cosmic life or to predict a far future,
Nietzsche constantly kept his eye upon the cultural
situation of his own time, foreboding a terrible
catastrophe. Nihilism and decadence seemed to him
the greatest dangers that threaten European
civilization. He was equally opposed to democracy,
socialism and nationalism, and most of all, to the
national aspirations and pride of the Germans. He
proclaimed the ideal of a "good European."
No philosopher has raged as vehemently against
his own soul as Nietzsche did by glorifying
physical strength and the will to power. In
reality, he was gentle, always in poor health,
hating noise and trying to avoid quarrels.
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Edmund
Husserl
(1859-1938)
Note: Strictly speaking, Husserl should not be
considered to be an existentialist; he would
probably have rejected that classification. The
influence of his philosophy of phenomenology on the
development of existentialism (especially in the
case of Heidegger and Sartre) is the reason for his
being included here.
Husserl (picture)
was the teacher of Heidegger and the founder of the
Phenomenological School. According to Husserl,
philosophy must be able to present a doctrine of
truths of absolute validity. In his search for this
absolute truth, Husserl starts from the
phenomenology of the spirit, with the purpose of
discovering whether a truth of absolute validity
can be drawn from an analysis of the phenomena
which are present to man's consciousness.
By "phenomena" Husserl understands any act of
sensitive perception or of intellective knowledge
which makes its "appearance" in consciousness.
Consciousness, understand as the background upon
which the phenomena are offered to the will,
receives and connects these phenomena. Now, Husserl
observes that in any phenomenon there is an "ideal
essence" which is perceived by the mind and which
makes up the "content of consciousness." These
essences are understood by Husserl to be like
Plato's Ideas, but with this difference -- that
they come from within the phenomena and are not
separated from them.
The ideal essences, making up the content of
consciousness, do not depend for their reality upon
the existence of the external world. In other
words, even assuming the Cartesian principle that I
may be deceived as to the real existence of all
surrounding objects, I cannot be deceived by
whatever is actually experienced in my
consciousness. The objects of my experience
may be real or imagined, but my experiences are
genuine contents of my consciousness; and, as such,
they have an absolute element (ideal essence) which
has to be distinguished from what is contingent
(the existence).
Now, it is the ideal essence which gives a
significance to the facts of experience. In other
words, any knowledge and judgment of the facts of
experience must be preceded by knowledge of the
ideal essences, because they open the way to an
understanding of what reality is. These essences
can be combined to form part of another, larger
pattern -- for instance, the idea of species, of
morality, of aesthetics. But no matter how greatly
the pattern may be enlarged, it never will contain
Being in its totality. For the absolute Being is
transcendent, while the greatest possible pattern
is still in itself an activity of consciousness and
therefore a phenomenon.
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Martin
Heidegger
(1889-1976)
In his work Sein und Zeit (Being and
Time), Heidegger (picture)
starts his investigation from the point his master
had reached. Husserl had traced the elements of the
world in their historical and psychological reality
to the final state of "ideal essences" which, in
turn, should give us the explanation of that
historical and psychological reality. For
Heidegger, on the contrary, the existent reality
should give us an understanding of the essence of
reality. Thus...
...every metaphysical investigation must
start from reality as it is in our experience,
i.e., from existent reality, and seek to determine
what it is in its finiteness, i.e., in its
existence and in its temporal possibilities for
developing the different forms of its own
existence. Therefore, the initial problem of
philosophy must be the following: Why am I here,
rather than not existing at all? If I am able to
determine the essence of the existent being, then I
know what being is.
In his attempt to inquire into the nature of
existence, Heidegger distinguishes two ways of
living: the one, inferior, called the
unauthentic; the other, superior, called the
authentic. Unauthentic existence is an
uncritical participation in the world as it is;
authentic existence consists in an analysis of
self. Although distinct, the unauthentic and the
authentic life have some common
characteristics:
- actual participation in the world --
this means that the existent being has a
relationship to surrounding objects which he
uses as instruments of his existence;
- existence in a determined situation
-- this means that every situation is
essentially individuated, limited and presents
only one of the infinite number of possible ways
of realizing existence.
In this sense, the existent is in a state of
inferiority, of privation, of radical poverty as
regards plenitude of being. On the other hand, the
unauthentic life is distinct from the authentic
life in many ways.
The unauthentic life is characterized by its
banality. The subject of such a life is not
the individual, but an anonymous and featureless
public ego ("das Mann"), the one-like-many,
shirking personal responsibility and taking cues
from the conventions of the masses. The result is a
self-estrangement of human existence, which leads
eventually to the blotting out of its possibilities
and to its disintegration in the irrelevancy of
everyday life.
Authentic existence is something decidedly
different from everyday life. To live authentically
means "to exist"; this in turn means to stand out
-- from the Latin "ex-stare," i.e., to be outside
the anonymous mass, to emerge from the world in
which we ourselves, and to accept our own situation
with all its limitations. To exist means both to
stand apart (to withdraw) and to stand out (to be
offered as a target for the fullness of being).
Authentic existence, a conscious returning to
oneself, is a means of discovering and disclosing
that the surrounding banality of the world is
vanity and disappears into "nothingness." This
universal sense of nothingness produces anguish.
Anguish must not be confused with fear. Fear has as
its object some determined thing, a
determined danger; anguish, on the contrary is a
dread of that indefinite something which, because
it is indefinite, is a dread of nothing in
particular.
The struggle with anguish and the outcome of
this struggle opens new horizons as regards the
interpretation of being. Even though men and things
are fashioned by "nothingness," I exist, I am not
nothing; but I come from nothing. I accept my
existence, with all the responsibilities involved
in my present situation. I am aware that I am a
finite being, and I can reach the fullness of my
being only to the degree that my circumstances
permit. The scope of my potentialities depends on
time (the second section of Heidegger's work). Time
is what I am not yet; it is my present
situation in so far as it is moving toward my
possibilities. Time is the horizon open to me. But
time tells me that every being has its own end.
Being is for death. Thus I am an "existent being
destined for death." And since I accepted existence
with all its ramifications, I accept my death
without fear.
Heidegger's
Existentialism is a valuable contribution to the
understanding of individual life; but being guided
by no spiritual principle, Heidegger ends with
destruction and death.
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Karl
Jaspers
(1883-1969)
For Heidegger, existence in its attempt to
transcend its limits ends in nothingness. For
Jaspers (picture)
transcendence -- as a unique and absolute Being --
is always beyond and just outside the existent
being. The more the "being in the world" clarifies
his existence, the further the Absolute Being will
remain from him. The transcendence of Being is
intangible to human experience.
The philosophical search of Jaspers may be
divided into three stages:
- the discovery of the world;
- the clarification of existence;
- the attempt to transcend the world of
objects.
The first stage considers "the being in the
world" understood as a mere fact: I exist and
things exist around me. In this first stage, man
believes that he can reach being in its totality.
This attempt is illusory and hence it is destined
to fail. Indeed, all knowledge of the "being in the
world" is a "limitation of horizon." Jaspers
distinguishes three main types of limitation of
horizon:
- the horizon in which reality reveals itself
in its individuality as a mere being in the
world;
- the horizon in which reality reveals itself
through an abstract system of laws representing
things in extra-temporal schemes in the Kantian
sense;
- the horizon in which reality develops itself
from an Idea (which can be called Spirit in the
Hegelian sense) according to a dialectic
rhythm.
There are three types of truth corresponding to
this threefold horizon:
- the truth about empirical individuality --
such a truth coincides with utility, i.e., a
thing is true "for me" if it is useful to
me;
- scientific truth, which consists in the
common way of thinking of reality;
- spiritual truth, which consists in what I
myself and others feel to be connected with the
wholeness of being.
But not one of these types of knowledge is able
to comprehend being in its entirety.
Every degree of human knowledge is a
limitation of horizon beyond which there is
something more. Knowledge is a subjective point of
view belonging to the being in the world. It is
also limited because of the existence of many
subjective points of view.
Thus the intellect tells us of a multiplicity of
possible presentations of reality, each of them
based on the actual existence of a being. Jaspers
calls this discovery of multiple existence a
transcendent act, in so far as the intellect
transcends the particularity of the various points
of view and reaches what is absolute in these
presentations; the fact that they are found in an
existing being. Thus we pass to the second stage of
philosophizing, whose object is the clarification
of existence.
Thought, in so far as it is a faculty
illuminating existence, is called "reason" by
Jaspers. Because of the illumination of reason, the
difficulty which was found in the first stage of
philosophizing is now transferred to existence.
Indeed, existence, on the one hand, illuminated by
reason, becomes conscious of its own limitations;
on the other hand, reason shows us other modes of
existence, and beyond all, the transcendent, to
which our existence should be related in order to
be constituted on its true level.
The study of "transcendence" belongs to
metaphysics, and hence we are in the third stage of
philosophizing. But the difficulty already found in
the first and second stages appears again. Our
existence is a search for transcendence; but
transcendence cannot be reached, because if
transcendence were attainable, it would not be
transcendence. Thus the transcendence of being is
always something else, something more; and any
attempt to attain it is destined to fail. There is
in my existence an impassable barrier, a limit
beyond which there is Transcendence (God),
inaccessible to my being in the world. However, the
transcendent Being can be perceived in the form of
"ciphers" or symbolic characters expressed by the
things of the world. Philosophy, in its search for
being, reads these ciphers as possible traces of
God, as signs and signals pointing toward the
ultimate depth and plenitude of Being.
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